Nicole R. Allen

Chief Compliance Officer & Wealth Advisor

Nicole Allen finds fulfillment in fostering meaningful relationships with clients and empowering them to take control of their financial futures. As a Wealth Advisor, she goes beyond managing assets—she provides strategic guidance that helps clients navigate life’s major financial decisions with confidence and clarity.

Nicole seamlessly blends expertise with professionalism in her dual role as Chief Compliance Officer and Wealth Advisor at Monarch Wealth Strategies. She upholds the firm’s commitment to an integrity-first philosophy, ensuring adherence to ethical and regulatory standards while spearheading initiatives that drive firm growth and operational excellence. A highly analytical and solutions-oriented professional, she leverages her extensive background as a former bank branch and operations manager to enhance efficiency, mitigate risk, and support both the firm and its clients in achieving long-term success.

Nicole’s leadership extends beyond her firm. She is a recognized business leader and community advocate, having served as the President of the Santa Barbara Young Professionals Club for nearly four years. Her impact has earned her accolades, including being named one of Pacific Coast Business Times’ Top 40 Under 40 in 2023. Passionate about giving back, she dedicates her time to volunteering with local nonprofit organizations, her church, and community initiatives, including the Teddy Bear Cancer Foundation, the W Source, and the Cub Scouts.

Outside of her professional and philanthropic endeavors, Nicole is an outdoors enthusiast who finds balance through adventure and family time. She enjoys riding and training her horse, hiking, and camping. Above all, she cherishes spending quality time with her husband and two children, embracing a lifestyle that reflects her passion for both professional excellence and personal fulfillment.